Ransomware Attacks! SEC Creates New Hoops for Advisers with Automated Proxy Voting; and Private Fund Conflicts Still Under the Microscope: Regulatory Update for August 2020

CERT-LatestNews Malware ThreatsCybercrime ThreatsStrategic Uncategorized

For Investment Advisers and Broker Dealers. OCIE issued a risk alert warning investment advisers, broker dealers, and investment companies that increasingly sophisticated ransomware attacks are being carried out on many financial services market participants.